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BANSAL FINSTOCK PRIVATE LIMITED

EVA-1, 105-112, 212, OPP. JOGGERS PARK, ATABHAI ROAD, BHAVNAGAR-364002
TEL: 0278-3005600/2563700 FAX: 3005566.
EMAIL: bansal@bansalonline.com website: www.bansalonline.com
Policy for accepting new clients
  1. All the documents like Id Proof residence proof will be verified by KYC department with the originals.

  2. Having verified the proof with original documents same will be returned to the clients. The clients must provide the names and signature of the introducer.

  3. In case of trading account, Bank details and DP details need to be obtained.

  4. All the clients shall be required to visit DP dept. in-person. The PAN details of the clients shall be verified with Income tax site & then account will be opened as per the name appearing on the PAN card as per the Income Tax department.

  5. The officer-in-charge will carry out due diligence i.e. their whereabouts, experience in capital market and shall make the client aware of risk factor in dealing in capital market.

  6. On collection of requisite documents and carrying out in-person verification with the appropriate format. Then account will be opened and copy of the complete KYC will be handed over against acknowledgement which must be preserved on record.

  7. This will be applicable for all segments including DP.

  8. The concern officer who is carrying out in-person verification must put his/her signature on KYC form.

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KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day..... issued in the interest of investors.

Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors

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